1040SCAN FAQs

How does SurePrep safeguard the security of my clients’ data?

Client tax information is electronically shared on secure SurePrep servers utilizing the latest data encryption technology. SurePrep servers are located in redundant SSAE 16 certified Internet Data Centers located in the continental US. All information is maintained online and a log entry is automatically generated each time it is accessed. In addition, SurePrep accountants are bound by comprehensive non-disclosure agreements that require complete confidentiality. For additional information please view the FAQ titled “Security“.

Do I need training?

Yes. Although all of our solutions are intuitive and easy to use, training will ensure that you maximize the benefits of the system. We provide a wide range of training options to assist you. Please visit our training and consulting page for more details.

Security

Hosted Web Servers

SurePrep’s production servers are managed by SurePrep staff and hosted by IBM at data centers in Dallas, Seattle and Washington D.C. Our servers and firewalls are monitored on a 24/7 basis. Performance reports are generated to assure maximum operational availability. Citrix NetScalar load balancing is in place to achieve the best possible system performance. Through monthly patch management, we are constantly updating our security software to protect against unauthorized access to our network systems. Daily back-ups are performed and stored off-site.

Facility Security

  • Access limited to IBM IT staff only
  • Proximity security badge access
  • Individual card key access
  • Digital security video surveillance

Environmental Controls

  • Static free environment
  • 24 X 7 NOC personnel presence
  • Redundant Liebert 30-ton HVAC units
  • Pre-Action dry pipe fire suppression

Network Operations Center

  • Permissively neutral network
  • Multi-homed connectivity with redundant 10 Gbit/s Tier 1 carriers (over 80 Gbit/s bandwidth)

Building Power

  • Continuous, uninterrupted operation
  • N + 1 paralleled generator and UPS power systems

Certifications

  • IBM data centers are SAS-70 Type II and SSAE 16 certified.

SurePrep Tax Center

The SurePrep Tax Center is a Microsoft SQL based ASP application.  Password protected logins restrict access to registered users.  User passwords are encrypted in the SQL database and a log is maintained of all users that access the system.  The SurePrep Tax Center uses 2048-bit Secure Socket Layer encryption for all data transfers.  This is the same encryption technology used by banks for securing online banking transactions.

Non-disclosure / Confidentiality Agreements

All SurePrep employees in the U.S. and India are required to sign non-disclosure/confidentiality agreements.  Each employee is bound by the agreement and not allowed to discuss information from engagements they are working on with anyone unless there is a question related to the preparation of the engagement.  Preparers and reviewers are only allowed to request help from their direct supervisors.

Service Centers

SurePrep has implemented a comprehensive service center security policy that is designed to ensure the protection of data. Security measures include policies that:

  1. Restrict physical access to the processing and server environments.
  2. Ensure a paperless environment so data cannot be removed from the facility.
  3. Standard computer hardware and software configurations restrict access to email and Internet sites.
  4. Thin clients are used with centrally managed servers. No data ever resides on the diskless thin client, and provide only keyboard, video and mouse input.
  5. PC-based workstations do not have CD or floppy drives and USB ports are disabled.

Certifications

  • SurePrep is ISO 9001:2008 Certified.

Physical Security

  • A security guard is stationed at the entrance.
  • Access card required to enter the facility.
  • Access card required to enter the server room.  Access is restricted to the IT and service center manager.

Paperless Environment

  • Returns are prepared in a paperless environment.  No source documents or tax returns are printed
  • The printer in the server room is limited to printing management reports
  • Paper shredders are used by management to shred management reports

Personal Belongings

  • Briefcases and other personal belongings are not allowed in the service center

Hardware

  • There are no removable media devices.  PC hard drives are read only.

Internet Access

  • No access to email
  • Outlook and Outlook Express have been removed from all PC’s
  • No access to internet except for:
    • SurePrep site for return processing
    • Global fx site for return processing
    • GoSystem RS site for return processing
    • RIA Checkpoint access is allowed for supervisors only

Software Configuration for PC-based Workstations

  • Windows XP or 7
  • MS Word and Excel
  • Acrobat Reader or Bluebeam
  • McAfee antivirus
  • WinZip, WinRAR or PeaZip
  • SurePrep processing software
  • Tax processing software

What are the system requirements?

Compatible Operating Systems:

  • Windows 7 Professional (Service Pack 1) or higher (32-bit & 64-bit)
  • Windows 8
  • Windows 10

Compatible Network Services:

  • Windows Server 2008 (includes Small Business Server)
  • Citrix Server (on Windows Server 2008)

Required MS .Net Framework:

  • Version 4.5.2 or higher

Compatible Tax Software Applications:

  • Axcess Tax (CCH)
  • Global fx Tax (CCH)
  • GoSystem Tax RS (Thomson Reuters)
  • ProSystem fx Tax (CCH)
  • Lacerte (Intuit)
  • UltraTax (Thomson Reuters)

Compatible Software:

  • Adobe Reader 7.0 or higher or Adobe Acrobat 7.0 or higher or similar PDF software
  • Word and Excel 2007
  • Word and Excel 2016

Internet Speed:

  • High-speed, such as T-1, DSL, or Cable/Broadband

Minimum Processor:

  • 2.0 Ghz

Minimum Memory (RAM):

  • 8 GB RAM

Monitor:

  • 19? with screen resolution of 1024 x 768 or higher, (dual Monitors are recommended).
  • System time should match the standard time zone.

Document Coverage List

• All federal organizer pages
• Government forms:
–  W-2: Wages
–  W-2C: Wages Corrected
–  W-2G: Gambling Winnings
–  W-3: Transmittal of Wages and Tax Statement
–  1099-B: Sale & Disposition of shares and securities
–  1099-INT: Interest
–  1099-DIV: Dividend
–  1099-C: Cancellation of Debt
–  1099-G: State/Local Income Tax Refund
–  1099-LTC: Long Term Care Benefits
–  1099-MISC: Miscellaneous Income
–  1099-OID: Original Issue Discount
–  1099-PATR: Patronage Dividends
–  1099-R: Retirement Income
–  1099-RRB
–  SSA-1099: Social Security Benefits
–  1099-Q: Payment from Qualified Education Programs
–  1099-QA
–  1099-SA: Distribution from an HSA, Archer MSA or Medicare advantage MSA
–  Schedule K-1 Form 1065: Partnership Income
–  Schedule K-1 Form 1120S: S Corporation Income
–  Schedule K-1 Form 1041: Trust Income
–  1098: Mortgage Interest Expense
–  1098-T: Tuition and Fees Expenses
–  1098-E: Student Loan Interest Expense
–  5498-QA
–  5498: Retirement contribution
– MA 1099-HC: Individual Mandate – Massachusetts Health Care Coverage
– Form 1095-A: Health Insurance Marketplace Statement
– Form 1095-B: Health Coverage
– Form 1095-C: Employer-Provided Health Insurance Offer and Coverage
– Form CCC-1099G
– Form CSA 1099R – Statement of Survivor Annuity paid
– 1065B
– 1099-K
– K-1 Cover Letter
– K – 1 Package
– Form 2439: Notice to Shareholder of Undistributed Long-Term Capital Gains
– Form 5498-SA: Contribution from an HSA, Archer MSA or Medicare advantage MSA
– Form 8283

–  Resident State K-1s: (Applicable to all tax software except UltraTax)
—  AL
—  AR
—  CA
—  DC (1065)
—  IL
—  IN
—  KY
—  MA
—  MD
—  MS
—  NC
—  NY
—  OH
—  PA
—  SC
—  VA
—  VT
—  WI
—  WV

–  Resident State K-1s
—  GA (1065/1120S – Only applicable to ProSystem fx Tax & Lacerte)
—  HI (Only applicable to GoSystem Tax RS & Lacerte)
—  NJ (1041 – Only applicable to Lacerte)
—  NJ (1065/1120S – Applicable to ProSystem fx Tax & Lacerte)

–  Nonresident State K-1s (Applicable to all tax software except UltraTax):
—  AL
—  AR
—  GA (1065/1120S)
—  IL
—  IN
—  KY
—  MD
—  MS
—  NC
—  NJ
—  OH
—  PA
—  SC
—  VA
—  VT
—  WI
—  WV

–  Nonresident State K-1s:
—  CA (Only applicable to ProSystem fx Tax & Lacerte)
—  HI (Only applicable to GoSystem Tax RS & Lacerte)
—  MA (Only applicable to ProSystem fx Tax & Lacerte)
—  NY (Only applicable to ProSystem fx Tax & Lacerte)

–Brokerage Statements–
– 1St Global Capital Corporation
– 1st Source Bank
– Abbot Downing
– Acadia Trust, N.A.
– Acorns Securities LLC
– Addison Gibson Foundation
– Alaska Trust Company
– Allen Trust Company
– Alliant Securities Inc
– Allstate Financial Services LLC
– Amarillo
– Amegy Bank N.A.
– America Northcoast Securities
– American Century Investment Services, Inc.
– American Enterprise Investment Services Inc
– American Portfolios Financial services Inc.
– Ameriprise Certificate Company
– Ameritas Investments Corp.
– Ameritrade Clearing Inc.
– Ameritrust Corporation
– AMG National Trust Bank
– Anawon Trust
– Apex Clearing
– Arlington Trust Company
– Arvest Bank
– Asset Mark Trust Company
– Associated Trust Company
– Atlantic Trust Company
– AUSDAL Financial
– AXA Advisors
– B. Riley & Co. LLC
– B.C.Ziegler and Company
– Baker Boyer Bank
– Bancorp South Bank
– Bancwest Investment Services
– Bangor Savings Bank
– Bank of America
– Bank Of America Private Wealth Management
– Bank Of Blue Valley
– Bank of Hawaii
– Bank of New York
– Bank of Oklahoma
– Bank Of Stockton
– Bank of Texas, N.A
– Bank of The West
– Bankedco & Co
– Banktrust
– Bar Harbor Trust Services
– Barclays
– Barclays Capital Inc
– BB&T Capital Markets
– BB&T Securities LLC
– BBVA Compass
– BBVA Compass Investment Solutions
– Beacon Trust Company
– Becu Trust Co
– Benefit Trust Company
– Benjamin F. Edwards & Co.
– Bergen Capital
– Berkshire Bank
– Bernard Herolo & Co., Inc.
– Bernardi Securities Inc
– Bessemer Trust
– Betterment Securities
– Bison Financial Group
– BMO Harris Financial Advisors
– BNP Paribas
– BNY Mellon Wealth Management
– BNY Mellon, N.A.
– Borel Private Bank and Trust Co.
– BOSS, INC. One Williams Center Plaza SE
– Boston Private Bank & Trust Co.
– Boston Trust & Inv. Mgmt Co.
– Branch Banking & Trust Co
– Bristol County Savings Bank
– Broker Dealer Financial Services Corp
– Brokersxpress
– Brotherhood Bank & Trust
– Brown Advisory
– Brown Brothers Harriman
– Brown, Lisle/Cummings, Inc
– Burnham Securities
– Busey Trust Company
– C.L. King & Associates, Inc.
– Cadaret Grant
– Cadence Trust & Financial MGT
– Cambridge Appleton Trust
– Cambridge Investment Research
– Cambridge Trust Company
– Canandaigua National Bank
– Cape Ann Savings Bank
– Cape Cod Five Cents Savings Bank
– Capital Bank & Trust
– Capital Guardian Trust Company
– Capital One Investing
– Capital One Share Builder
– Capital One, N.A
– Captrust Financial Advisors
– Carlyle GMS Finance, Inc.
– Cary Street Partners
– Centennial Securities Company Inc.
– Central Pacific Bank
– Central Trust & Investment Co
– Century Securities
– Cetera Advisors LLC
– Cetera Investment Services LLC
– Charles Schwab & Co., Inc
– Charter One Investment Services
– Charter Trust Company
– Chase Investment Services Corp
– Chesapeake Trust Company
– Chevy Chase Trust Company
– Citi Personal Wealth Management
– Citibank Cash Management
– Citibank, N.A.
– Citicorp Trust, Na
– Citigroup Global Mkts Inc.
– Citizens Bank
– Citizens Business Bank
– Citizens Investment Services
– City National Bank
– City National Securities, Inc.
– City Securities Corporation
– Civista Bank
– Clearview Correspondent Services LLC
– CNB Bank
– Coastline Trust Company
– Coconut Grove Bank
– Colorado State Bank & Trust, N.A.
– Columbia Trust Company
– Comerica Bank
– Comerica Securities, Inc.
– Commerce Bank
– Commerce Brokerage Services, Inc.
– Commonwealth Financial Network
– Community Bank & Trust
– Community Financial Services Group, LLC
– Community Trust & Investment Company
– Compass Bank
– Constellation Trust Company
– Cor Clearing
– Coral Gables Trust Company
– Countybank Trust Services
– Country Club Bank
– Country Club Trust Co.
– Country Trust Bank
– Credit Suisse
– Crews & Associates Inc.
– Crowell, Weedon & Co.
– Curian Capital
– Curian Clearing, LLC
– Cypress Trust Company
– D.A. Davidson & Co.
– Davenport & Company LLC
– David A. Noyes & Company
– David Lerner Associates
– Davidson Trust Company
– Day Pitney LLP
– Deutsche Bank
– Deutsche Bank Securities Inc
– Diversified Trust Company
– Dorsey & Whitney Trust Company LLC
– Draper & Company
– DST Market Services, LLC
– Duncan-Williams, Inc
– E*Trade Clearing LLC
– E.K.Riley Investments, LLC
– Eagle Family Of Funds
– Eastern Bank
– Edward Jones
– Encore Bank, National Association
– Enterprise Bank And Trust Company
– Enterprise Trust & Investment
– Euro Pacific Capital, Inc.
– Evercore Trust Company N.A.
– Evercore Wealth Management, LLC
– Everence Trust Company
– Evolve Bank And Trust
– Exeter Trust Company
– Farmers And Merchants Trust Company
– Farmers Trust Company
– Ferris Baker Watts, Inc
– Fidelity Brokerage Services LLC
– Fidelity Distributors Corp.
– Fiduciary Trust Company Intl
– Fifth Third Bank
– Fifth Third Securities, Inc.
– Financial west group
– Finemark National Bank And Trust
– First Allied
– First American Bank
– First American Trust, FSB
– First Business Trust Investments
– First Citizens Bank
– First Clearing LLC
– First Commonwealth Bank
– First Financial Bank N.A.
– First Financial Trust, N.A
– First Hawaiian Bank – Trust Division
– First Heartland Capital, Inc.
– First Interstate Bank
– First Management Co.
– First Manhattan Co.
– First Merchants Bank, NA
– First Merchants Trust Company
– First Midwest Securities Inc.
– First National Bank & Trust
– First National Bank Of Omaha
– First National Capital Markets
– First National Trust Co.
– First Nebraska Trust Company
– First Niagara Bank
– First Partners Bank
– First Republic Bank
– First Republic Securities Company, LLC
– First Southwest Company
– First Tennessee Bank
– First Trust Corp- Fiserv Trust Co.
– First United Bank & Trust
– First Western Trust Bank
– Firstmerit Bank, N.A.
– Firstrade Securities, Inc.
– Fiserv Securities, INC.
– FMS Bond
– Foliofn Investments
– Franklin Street Trust Company
– Frost Bank Trustee
– Frost Brokerage Services Inc
– FSC Securities Corporation
– FTB Advisors, Inc.
– FTP Services LLC
– Fulton Bank, NA
– G.A. Repple & Company
– Genesee Valley Trust Co
– Genworth Financial Trust Company
– George K. Baum & Company
– German American Bancorp
– Gibraltar Private Bank & Trust
– Girard
– Glens Falls National Bank & Trust
– Golden Beneficial Securities
– Goldman, Sachs & Co.
– Goulstorrs And Co.
– Grand Bank & Trust of Florida
– GreenLeaf Trust
– Guardian Trust Company
– GW & WADE Asset Management Co.
– H M Payson & Co.
– H&R Block Financial Advisors
– H.G. Wellington & Co. Inc.
– Haldor & Co
– Hancock Bank of Louisiana
– Hancock Investment Services, Inc.
– Happy State Bank
– BMO Harris Bank N.A.
– Hawthorn
– HD Vest Financial Services
– Hefren Tillotson, Inc.
– Hennion & Walsh
– Heritage Trust Company
– Hilliard Lyons
– Hilltop Holdings Inc
– Home Federal Bank Of Tennessee
– Horizon Trust & Investment Management
– Houston Trust Company
– HSBC Bank
– HSBC Securities (USA) Inc.
– Huddleston Smith Wealth Management
– Huntington National Bank
– Huntleigh Securities
– Iberia Bank
– Iberia Financial Services LLC
– Idaho Trust Bank
– Independence Trust Company
– Indiana Trust & Investment Management Co.
– Infinex Financial Group
– ING Direct
– ING Financial Partners
– Ingalls and Snyder LLC
– Institutional Brokerage & Sales
– Integra Bank
– Interactive Brokers LLC
– Intrust Bank, N.A.
– Invest Finanacial Corporation
– Investcorp, Inc
– Investment Professionals Inc
– Investment Trust Company
– Investors Capital Corporation Member finra Sipo
– Investors’ Security Trust Co
– J.J.B. Hilliard, W.L. Lyons, Inc.
– J.P. Morgan Clearing Corp
– J.P. Morgan Securities LLC
– Janney Montgomery Scott, LLC
– Jefferies & Company, Inc
– Johnson Bank
– Johnston, Lemon & Co.
– JPMorgan Chase Bank
– JPMorgan Chase Bank, N.A.
– Kanaly Trust Company
– Keefe, Bruyette & Woods
– Key Investments Services LLC
– Key Private Bank
– Keybank National Association
– KMS Financial Services, Inc.
– Komtz Securities LLC
– Kovack Securities
– Laird Norton Tyee Trust Co.
– Laird Norton Trust Co.
– Lake City Bank
– Lantern Investment, Inc.
– Lazard Capital Markets LLC
– LCS Securities, LLC
– Ledyard National Bank
– Legacy Private Trust Company
– Legacy Trust Company, N.A.
– Legent Clearing, LLC
– Lending Club Corporation
– Lesko Securities, Inc.
– Lincoln Financial Advisors Corp
– Lincoln Investment
– Loring Wolcott & Coolidge
– LPL Financial
– M Holidings Securities, Inc.
– M&I Capital Markets
– M&T Investment Group
– M&T Securities, Inc.
– Macatawa Bank
– Management One Investment
– Manufacturers
– Manufacturers And Traders Trust
– Marine Bank
– Marquette Asset Management
– Marshall & Ilsley Trust Co, N.A
– Matrix Capital Group Inc.
– Massmutual Trust Company, FSB
– Maxim Group
– MB Financial Bank, N.A.
– Mcadams Wright Ragen, Inc.
– Mcclurg Capital Corporation
– McDonald Partners
– McMillion Securities, Inc.
– Mcnb Bank And Trust Co.
– MDM Investment Group
– Mellon Trust of NY
– Merchants Commercial Bank
– Merchants National Bank
– Merrill Lynch
– Merrill Lynch Wealth Management
– Mesirow Financial
– Metlife Securities
– MF Global Inc
– Midfirst Bank
– Midfirst Trust Company
– Midwest Trust Company
– Mitchell Sinkler & Starr
– ML Stern & Co., LLC
– MML Investors Services, LLC
– Monroe Bank & Trust
– Moors & Cabot Investments
– Morgan Keegan & Company, Inc
– Morgan Stanley & Co. Incorporated
– MUFG Union Bank
– Muriel Siebert & Co., Inc.
– Mutual of Omaha Bank
– Mutual Securities Inc
– Nation Financial Group
– National Advisors Trust Company
– National City Bank
– National Financial Services LLC
– National Securities Corporation
– Natl. Investor Services Corp
– Navy Federal Brokerage Services
– Neuberger Berman, LLC
– New England Securities
– New York Private Bank & Trust
– NFP Advisor Services, LLC
– North Star Bank
– North Star Trust Company
– North Western Mutual Wealth Management Co.
– Northeast Investment Management
– Northern Trust Securities, Inc.
– Northern Trust, NA
– Northland Securities
– Northwestern Mutual
– Northwestern Mutual Investment Services, LLC
– Nutter Mcclennen & Fish
– NYlife Securities LLC
– Oberweis Securities, Inc.
– Ohanesian/Lecours Investment & Advisory Services
– Old National Trust Company
– Old National Wealth Management
– Old North State Trust
– Old Second National Bank Of Aurora
– One & Co.
– Oneamerica Securities, Inc.
– Oppenheimer
– OptionsXpress, Inc
– Pacific Capital Bank. N.A.
– Painter, Smith and Gorian, INC
– Park Avenue Securities
– Park National Bank
– Park Sterling Bank
– Peak Trust Company
– Peapack – Gladstone Bank Trust and Investments
– Penson Financial Services
– Penson Financial Services Inc.
– Peoples Bank National Association
– People’s Securities Inc
– Peoples United Bank
– Pershing LLC
– Petrologistics
– Pflueger & Baerwald Inc.
– Philadelphia Trust Company
– Pinnacle Trust Company
– Piper Jaffray and Co.
– Piscataqua Savings Bank
– Pitcairn Trust Company
– Planmember Securities Corporation
– PNC Bank
– PNC Investments
– PNC Investments, LLC
– Protected Investors of America
– Provident Trust Company
– Pruco Securities, LLC
– Prudential
– Putnam Investments
– Quest Capital Strategies
– Quest R Capital
– R.F.Lafferty & Co., INC.
– Raymond James & Associates, Inc.
– RBC Dain Rauscher
– RBC Trust Company
– RBS Citizens, N.A
– Regions Bank
– Reliance Trust Company
– Reliance Trust Company Of Delaware
– Research Securities
– Resource Bank
– Resources Trust – Fiserv Trust
– RG Capital Investment Advisory Services
– RGO Securities LLC
– Richards Merrill & Perterson
– Ridge Clearing & Outsourcing
– Rim Securities
– Robert W. Baird & Co.
– Rockland Trust Company
– Royal Alliance
– Ruane, Cunniff & Goldfarb LLC
– Sabal Trust Company
– SagePoint Financial, Inc.
– Salient Trust Co., LTA
– Sanders Morris Harris
– Sandy Spring Bank
– Sanford Bernstein
– Sanibel Captiva Trust Company
– Scaup & Co.
– Scott & Stringfellow Inc.
– Scottrade, Inc
– Seacoast National Bank
– Seaside National Bank
– Securities America, Inc.
– Securities Service Network, Inc.
– Security National Trust Co
– SEI Private Trust Company
– Sharebuilder Securities Corporation
– Sigma Financial Corporation
– Sigmator Investors, Inc.
– Signator Financial Services
– Simmons Bank – Trust Division
– Smithfield Trust Company
– Southwest Securities
– Spinnaker Trust
– State Farm Mutual Funds
– State Street Bank & Trust Company
– Stellarone Bank
– Stephens Inc
– Stern Fisher Edwards Inc
– Sterne Agee & Leach Inc.
– Stifel Nicolaus
– Stock Yards Bank & Trust
– Stockcross Financial Services
– Strategic Point Securities
– Summit Equities, Inc.
– Sunflower Bank
– Suntrust Bank
– Suntrust Investment Services Inc
– Superior National Bank & Trust Company
– Susquehanna Trust & Investment Company
– Sweney Cartwright & Co.
– Sycoban & Company
– Synovus Trust Company, N.A.
– T. Rowe Price Brokerage
– TD Ameritrade
– TD Bank, NA
– The Bank of New York Mellon
– The Bryn Mawr Trust Company
– The Canandaigua National Bank & Trust
– The Commerce Trust Company
– The First Company – Centier Bank
– The George Washington University
– The Glenmede Trust Company, N.A
– The Glenview Trust Company
– The Haverford Trust Company
– The Huntington Investment Co.
– The Mechanics Bank
– The National Bank Of Indianapolis
– The Northern Trust Company
– The O N Equity Sales Company
– The Pennsylvania Trust Company
– The Private Bank And Trust Company
– The Security National Bank Of Sioux City
– The Trust Company Of Knoxville
– The Trust Company Of Oxford
– The Trust Company Of Vermont
– The Vanguard Group
– Thomasville National Bank
– Thompson & Company
– Thrivent Investment Management
– Thrivent Trust Company
– TIAA-CREF Brokerage Services
– TIAA-CREF Trust Company
– Tiedemann Trust company
– Tompkins Trust Company
– Trade King
– Trade PMR
– Tradestation Securities, Inc.
– TrustLedger
– Trust Company of America
– Trust Company Of Illinois
– Trustmark National Bank
– Trust Point INC
– Truxton Trust Company
– U.S. Bank
– U.S. Bank National Association
– U.S. Securities, Intl. Corp.
– U.S. Trust
– Ubatco & Co
– UBS Financial Services
– UBS Swiss Financial
– UMB Financial Services, Inc.
– Umbtru & Co.
– Umpqua Investments Inc.
– Unatco
– Union Bank, N.A
– Unionbanc Investment Services
– United Bank & Trust
– University Of Pittsburgh
– USAA Federal Savings Bank
– USAA Investment Management Company
– USBancorp Investments, Inc.
– USCA Securities Llc
– Valic Financial Advisors, Inc.
– Vanguard Market Corporation
– Vanguard National Trust Company
– Virginia National Bank
– VSR Financial Services Inc.
– Wachovia Trust
– Wachovia Trust – NSG TAX
– WADDELL & RED Financial Advisor
– Walnut Street Securities
– Washington Trust Bank
– Washington Trust Company
– Water Front Wealth
– Waukesha State Bank
– Wayne Hummer Investments
– Webster Bank, N.A.
– WedBus
– Wedbush Morgan Securities
– Welch & Forbes
– Wells Fargo Advisor
– Wells Fargo Bank, N.A
– Wesbanco Bank Inc.
– Westwood Trust
– WHITAX
– Whitney National Bank
– Whittier Trust company
– William Blair & Co. LLC
– Williamson Financial Group wealth & Insurance
– Wilmington Trust Company
– Woodbury Financial Services, Inc.
– Wulff, Hansen & Co.
– Wunderlich Securities

• Grantor Letters with the same format
– Atlantic Trust Company
– Bangor Savings Bank
– Bank of America, N.A.
– Barhemco
– Boston Trust & Inv. Mgmt Co.
– Brown Investment Advisory
– Capital Guardian Trust Company
– Chembaco
– Chittenden Bank
– Citibank, N.A.
– Citigroup Private Bank
– Comerica Bank
– Deutsche Bank Trust Co. America
– Fidelity Investments
– Fiduciary Trust Company
– Frost National Bank
– Grand Bank And Trust Of FL
– Harris Bank Na
– Hilliard Lyons Asset Management
– JPMorgan Chase Bank
– Keybank National Association
– Lasalle Bank N.A.
– Maine Bank & Trust
– Marshall & Ilsley Trust Company N.A.
– Merrill Merchants Bank
– National City Bank
– Northern Trust, N.A.
– PNC Bank, N.A.
– RBS Citizens, N.A.
– Regions Bank Trust Dept.
– Ropes & Gray Llp Fiduciary Account
– SEI Private Trust Company
– State Street Bank & Trust Company
– Suntrust Bank
– The Glenmede Trust Company, N.A
– The Haverford Trust Company
– The Northern Trust Company
– The Trust Company Of Oklahoma
– U.S. Bank National Association
– Wachovia Bank, N.A.
– Wells Fargo Bank, N.A.
– Whitax

* Some issuers on the above list generate brokerage statements in numerous formats, not all of which are recognized by SurePrep.

• Government forms – Output forms:

Current year forms:
– Form 1040A: Page 1 & 2
– Form 1040X
– Form 1040NR: Page 1 & 2
– Schedule – A (1040NR)
– Form 1040NR-EZ
– Schedule H: Household Employment Taxes
– Form 8283 Non Cash Contribution

Note: The Forms (i.e Form 1040A, Form 1040X, Form 1040NR, Schedule-A 1040NR and Form 1040NR-EZ) are for bookmarking only for GoSystem RS, Lacerte and UltraTax. Currently for ProSystem fx/CCH Axcess/Global fx tax software, information can be indexed/manually captured from these forms.

Prior year forms:
– Form 1040 page 1
– Form 1040 page 2
– Schedule A
– 1040EZ

• Other forms

– Cash Contributions Letters: Cash Contribution letters and receipts in letter format will be considered. Information provided in email /check format will not be considered.
– DMV receipts (License fees – CA & NE state only)

Can firms who do not use other SurePrep products and services (e.g., 1040SCAN) still use TaxCaddy?

Yes, TaxCaddy features will work for standalone users as long as it is for one of the SurePrep supported tax software (CCH Axcess Tax, CCH Global fx Tax, CCH ProSystem fx Tax,  GoSystem Tax RS, Lacerte and UltraTax). Firms that do not use SurePrep supported tax software can still use TaxCaddy but some features will not be available (e.g., customized document request list). Submit the Talk to Sales form for more information.